COMPLIANCE OFFICER

  • Company

    Axis
  • Location

    Netherlands-North-Holland
  • Remuneration

    Een marktconform salaris met goede secundaire arbeidsvoorwaarden.
  • Position Type

    Contract
  • Employment type

    Full time
  • Updated

    22 Aug 2008
  • eFC Ref no

    447948
Voor onze opdrachtgever, een retail bank, zijn wij op zoek naar een Compliance Officer.

FUNCTIEOMSCHRIJVING: The successful candidate as a member of the Compliance department: • Assists in the initial and ongoing development, as well as implementation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. • Monitors our clients conduct of business and staff conduct. • Provides assistance and information to staff as needed to promote and facilitate compliance with our clients Code of Conduct. • Researches, analyzes, and draws conclusions related to all applicable rules and regulations and their applicability to our clients products, services and operations. • Establishes and maintains compliance manuals, compliance policies and procedures, systems and controls to ensure that they are appropriate and up-to-date and reflect current best practice, as far as is practical. • Serves as a compliance resource to the business units. • Assists in the establishing and maintaining appropriate advisory relationships with all operational units. • Assists in the performance of the compliance risk assessment for our client. • Collaborates with other departments (e.g. Risk Management, Internal Audit, Human Resources, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with the Corporate Secretary as needed to resolve difficult legal compliance issues. • Assists in supporting various task forces or project groups to address compliance related issues and develop enhancement strategies. • Initiates, develops and provides regular compliance training. • Is an active member of the department and keeps the department members informed of the activities as assigned. • Assumes additional responsibilities as assigned. FUNCTIE-EISEN: • Education in (business) economics or comparable education • A minimum of 5+ years experience in a similar role • Accurate and logical functioning • Ability to form and develop relationships at all levels of business • Self-motivated and pro-active attitude • Teamplayer but also able to work on your own with a minimum of supervision • Willing to take responsibility • Convincing and persistent REAGEREN: Indien je geïnteresseerd bent ontvangen wij graag je sollicitatie met je uitgebreide CV. VOOR AL ONZE VACATURES BINNEN DE VAKGEBIEDEN BANKING-FINANCE-INSURANCE-ACCOUNTANCY-LEGAL-OFFICE SUPPORT VERWIJZEN WIJ JE NAAR ONZE WEBSITE: WWW.AXIS.JOBS

  • Contact:

    Axis Amsterdam

  • Company:

    Axis

  • Website:

    www.axis.jobs

  • Recruiter Ref:

    10001845

col3
Col4
Col5
Col6
bottom

Site Information

eFinancialCareers is a Dice Holdings, Inc. company. Dice Holdings, Inc. is a publicly traded company listed on the New York Stock Exchange (Ticker: DHX)