Compliance Department: The Compliance Department is instrumental in overseeing the Bank’s adherence to Federal and State securities and banking rules and regulations. Its stated mission is to protect the Bank’s integrity and reputation as the leading provider of financial solutions by: (1) advancing lawful and ethical business conduct in the interest of our clients, shareholders and people; and (2) preventing and detecting violations of law through identifying and managing financial services regulatory.
Job Description: Compliance Marketing and Advertising Review Officer in retail banking to review and approve sales and marketing materials for public, registered representative and internal use for a variety of financial products and services including open end mutual funds, closed-end funds, structured products, retirement plans and registered fund of hedge funds. Materials include advertisements, training materials, sales lieterature, share holder reports etc.
Background Skills Required:
3 to 5 years experience reviewing marketing and advertising material Experience with retail products Specific experience with structured products is a plus –not required Financial product knowledge is important Series 7 & 24 required
EDUCATION Bachelor’s degree required
*Deutsche Bank is an Equal Opportunity/Affirmative Action (M/F/D/V) employer.*